RWM – Investment Management

What Our Clients Can Expect:


Asset Allocation

Asset Allocation

We can custom-build portfolios to suit your specific needs

It starts with a conversation. We take time to understand your goals, your financial situation, how you think about investing, what you ultimately want for you and your family, and where you stand on risk. Every client is different, so getting to know you is of the utmost importance.

Our team of Chartered Financial Analyst® professionals and CERTIFIED FINANCIAL PLANNER™ professionals will closely review your financial situation and investment objectives.


We know the stock and bond markets are constantly changing. But over time, your goals, risk tolerance, and financial situation may change too. Active management means adjusting your portfolio so you’re always on track to meet your goals.

From a pure investment standpoint, our core focus is simple: maximize growth and income with an emphasis on downside protection.

See Our Strategies See Our Strategies Click Here

Active Management

Actice Management

Dedicated Point of Contact

Dedicated Point of Contact

At Roosevelt, you will always have a dedicated point of contact – a Wealth Advisor who knows you and your family by name, who takes time to learn your values and interests, and who gives you dedicated, personalized support.

We see our clients as long-term partners, not short-term customers.


We partner with well-known and trusted financial institutions to custody our clients’ assets. These institutions have long histories of securing client assets and providing Roosevelt with record-keeping, trading, and other custodial services.

Assets Held at Trusted Institutions

Assets Held at Trusted Intuitions

Transparent Fees

Transparent Fees

With Roosevelt, there are no hidden fees.

We usually charge fees based on the value of your assets managed. Our interests are aligned – when you do well, we do well. Your success is our success.

We do not earn commissions on trades and there are no other hidden or annual account fees. Transparency is crucial.


Every part of the investment process is important. But providing you the best client service possible may be the most important.

We manage virtually all aspects of the investment management process for our clients: account setup and transfers, active management, operational assistance when you need it, and regular updates on your portfolio and the market. You will always be informed.

Our goal is to be there when you need us and to always make you feel like a partner. We’re pursuing growth together.

Best in Class Client Service

“In our view, outperforming over full market cycles is driven just as much by “what you keep” in turbulent periods as it is by “what you earn” in rising markets.”

John Roscoe, CFA, Chief Investment Officer

Insights

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Third Quarter 2021 | Fixed Income Commentary

Published on October 25th, 2021 Third Quarter 2021 | Fixed Income Commentary Market Overview The Current Income Portfolio returned 0.1%...
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Short-Term Turbulence but Medium-Term Optimism: Our Thoughts Into Year End

Published on Oct. 15, 2021 October 14, 2021 - Short-Term Turbulence but Medium-Term Optimism: Our Thoughts Into Year End John...
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September 2021 | Equity Commentary

September 2021 | Equity Commentary Published on October 6th, 2021 Market Overview September was a choppy month for stocks and...
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September 2021 | Thoughts from our Equity Team

September 2021 | Thoughts from our Equity Team Published on September 28th, 2021 We believe the risk of a market...
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August 2021 | Equity Commentary

August 2021 | Equity Commentary Published on September 8th, 2021 Market Overview The S&P 500 index rose about 3% in...
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July 2021 | Equity Commentary

July 2021 | Equity Commentary Published on August 10th, 2021 Market Overview U.S. stocks continued trending higher in July, with...
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Second Quarter 2021 | Fixed Income Commentary

Published on July 16th, 2021 Second Quarter 2021 | Fixed Income Commentary Market Overview Fixed income markets climbed higher throughout...
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June 2021 | Equity Commentary

Published on July 13th, 2021 June 2021 | Equity Commentary Market Overview We believe the United States is very close...
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Walmart’s Flipkart raises fresh funds for $38 billion valuation as IPO looms

Published on Jul. 12, 2021 Jason Benowitz Featured in Reuters "Walmart's Flipkart raises fresh funds for $38 billion valuation as...
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Midyear Check-in: Navigating An Early Cycle Economy

Published on Jul. 20, 2021 July 19, 2021 - Midyear Check-in: Navigating An Early Cycle Economy John Roscoe, CFA, Chief...
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Corporate Buybacks Gain Steam With Banks Poised to Boost Buying

Published on Jul. 6, 2021 Jason Benowitz Featured in Bloomberg "Corporate Buybacks Gain Steam With Banks Poised to Boost Buying"...
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May 2021 | Equity Commentary

Published on June 2nd, 2021 May 2021 | Equity Commentary Marketing Overview U.S. equity markets moved slightly higher in May...
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Roosevelt Investments