Roosevelt Strategies


Roosevelt adheres to a disciplined investment process focused on risk management, and we believe our results speak for themselves. Below is detailed information about our strategies.

Financial Professionals in New York NY
Select Equity

Select
Equity

Select Equity

  • Seeks long-term capital appreciation.
  • Equity portfolio diversified across sectors, market capitalizations, and styles.
  • Screening for secondary and tertiary beneficiaries of broader thematic changes.
  • Ability to incorporate risk management tools as potential hedge against bear market declines.
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Global Equity

Global
Equity

Global Equity

  • Strategy comprised of exchange-traded funds for global diversification.
  • Emphasize domestic (U.S.) overweight.
  • Actively managed to identify and invest alongside shifting global macro themes.
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Current
Income

Current Income

  • Seeks to provide a sustainable and substantial income stream by maximizing annual cash flows while preserving capital.
  • Comprised of short – and intermediate-term, investment grade corporate debentures, agency obligations, and relatively liquid preferred securities. Risk controls via asset mix.
  • Clients benefit from individual security ownership, the ability to customize account holdings, and the flexibility to address specific tax concerns.
  • Managed in a benchmark agnostic fashion, CIP is diversified across industries, maturities and issuers with a target maximum at purchase of 4% per issuer.
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Core Fixed Income

Core Fixed
Income

Core Fixed Income

  • Comprised of U.S. Treasuries, U.S. Agencies, and Corporate debentures.
  • Focus on high credit ratings to minimize risk.
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Preferred Securities

Preferred
Securities

Preferred Securities

  • An enhanced yield and liquidity management solution for use in the context of a fixed income asset allocation.
  • Comprised on average of about 15-25 relatively liquid preferred securities (predominately investment grade) with an average weighting of about 2-5%.
  • Seeks to avoid uncertainties associated with legacy LIBOR contracts and the uncertainty regarding the anticipated termination of the LIBOR benchmark rate in December 2021.
  • The portfolio is designed to benefit from the tax advantages of ‘qualified income’. It is our intention to invest nearly all the portfolio (80-90%) in securities which pay interest with qualified tax treatment.
Select Equity Plus

Select Equity
Plus

Select Equity Plus

  • Equity portfolio diversified across sectors, market capitalizations, and styles around the globe, seeking long-term capital appreciation.
  • Thematic-driven selection of individual equity holdings with domestic (U.S.) emphasis.
  • Broad-based Institutional funds for exposure to small-cap, mid-cap, and international holdings.
  • Ability to incorporate risk management tools to hedge against bear market declines.
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All-Cap
Core Equity

All-Cap Core Equity

  • Ability to diversify across all market capitalizations and styles.
  • Designed to capture the upside of a positive market and protect the portfolio against the downside risk of a negative market.
  • Top-down macro research process designed to identify thematic opportunities, with bottom-up research to confirm themes.
  • Target maximum portfolio exposure of 70% in any one investment style (Value/Growth) and market cap (Small/Mid/Large).
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Modified Current
Income

Modified Current Income

  • The Modified Current Income Portfolio is derived from our Current Income Portfolio, with limited exposure to preferred securities.
  • Actively managed income portfolio utilizing Corporate bonds and preferred securities.
  • Slightly further out on the risk curve than our Current Income Portfolio to generate higher yield and income.
  • Portfolio of 25 – 30 corporate bonds and preferred securities.
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Municipal
Bonds

Municipal Bonds

  • Diversified portfolio of municipal bonds to generate tax advantaged income.
  • Municipal bonds from across the U.S., covering general obligation, higher education, utilities, transportation, and more.
  • Closely monitored risk profile.
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Balanced
Strategies

Balanced Strategies

  • A blend of elements from Select Equity and Current Income strategies.
  • Equity portfolio diversified across sectors, market capitalizations, and styles, combined with short- and intermediate-term, investment grade corporates, agency obligations, and relatively liquid preferred securities to generate income.
  • Ability to incorporate risk management tools as potential hedge against bear market declines.

Not Sure Which Strategy Is Right for You?

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Roosevelt Investments