Roosevelt adheres to a disciplined investment process focused on risk management, and we believe our results speak for themselves. Below is detailed information about our strategies.
Select
Equity
Select Equity
- Seeks long-term capital appreciation.
- Equity portfolio diversified across sectors, market capitalizations, and styles.
- Screening for secondary and tertiary beneficiaries of broader thematic changes.
- Ability to incorporate risk management tools as potential hedge against bear market declines.
Global
Equity
Current
Income
Current Income
- Seeks to provide a sustainable and substantial income stream by maximizing annual cash flows while preserving capital.
- Comprised of short – and intermediate-term, investment grade corporate debentures, agency obligations, and relatively liquid preferred securities. Risk controls via asset mix.
- Clients benefit from individual security ownership, the ability to customize account holdings, and the flexibility to address specific tax concerns.
- Managed in a benchmark agnostic fashion, CIP is diversified across industries, maturities and issuers with a target maximum at purchase of 4% per issuer.
Core Fixed
Income
Preferred
Securities
Preferred Securities
- An enhanced yield and liquidity management solution for use in the context of a fixed income asset allocation.
- Comprised on average of about 15-25 relatively liquid preferred securities (predominately investment grade) with an average weighting of about 2-5%.
- Seeks to avoid uncertainties associated with legacy LIBOR contracts and the uncertainty regarding the anticipated termination of the LIBOR benchmark rate in December 2021.
- The portfolio is designed to benefit from the tax advantages of ‘qualified income’. It is our intention to invest nearly all the portfolio (80-90%) in securities which pay interest with qualified tax treatment.
Select Equity
Plus
Select Equity Plus
- Equity portfolio diversified across sectors, market capitalizations, and styles around the globe, seeking long-term capital appreciation.
- Thematic-driven selection of individual equity holdings with domestic (U.S.) emphasis.
- Broad-based Institutional funds for exposure to small-cap, mid-cap, and international holdings.
- Ability to incorporate risk management tools to hedge against bear market declines.
All-Cap
Core Equity
All-Cap Core Equity
- Ability to diversify across all market capitalizations and styles.
- Designed to capture the upside of a positive market and protect the portfolio against the downside risk of a negative market.
- Top-down macro research process designed to identify thematic opportunities, with bottom-up research to confirm themes.
- Target maximum portfolio exposure of 70% in any one investment style (Value/Growth) and market cap (Small/Mid/Large).
Modified Current
Income
Modified Current Income
- The Modified Current Income Portfolio is derived from our Current Income Portfolio, with limited exposure to preferred securities.
- Actively managed income portfolio utilizing Corporate bonds and preferred securities.
- Slightly further out on the risk curve than our Current Income Portfolio to generate higher yield and income.
- Portfolio of 25 – 30 corporate bonds and preferred securities.
Municipal
Bonds
Balanced
Strategies
Balanced Strategies
- A blend of elements from Select Equity and Current Income strategies.
- Equity portfolio diversified across sectors, market capitalizations, and styles, combined with short- and intermediate-term, investment grade corporates, agency obligations, and relatively liquid preferred securities to generate income.
- Ability to incorporate risk management tools as potential hedge against bear market declines.
