Financial Advisors can obtain detailed information about our investing strategies, below. Roosevelt adheres to a disciplined investment process focused on risk management, and we believe our results speak for themselves.
For financial advisors who work with us, we proactively communicate our market perspectives and provide you with timely insights on Roosevelt-managed products. Clear and consistent communication is our top priority.
Where Our Strategies
Roosevelt’s investment strategies are available on various SMA platforms at leading broker/dealers and financial planning firms. If you have any questions, please contact our Sales Desk.
An enhanced yield and liquidity management solution for use in the context of a fixed income asset allocation.
Comprised on average of about 15-25 relatively liquid preferred securities (predominately investment grade) with an average weighting of about 2-5%.
Seek to avoid uncertainties associated with legacy LIBOR contracts and the uncertainty regarding the scheduled termination of the LIBOR benchmark rate in December 2021.
The portfolio is designed to benefit from the tax advantages of ‘qualified income’. It is our intention to invest nearly all the portfolio (80-90%) in securities which pay interest with qualified tax treatment.
Roosevelt Investments’ ongoing strength and success is driven by collaboration and teamwork. Our success is driven by our leaders, and by our people.
Our team of experienced professionals come from diverse backgrounds, and we all bring unique perspectives and intellectual capital to the table. We adhere to the same Code of Ethics, and we hold each other accountable to embody the values set by our founders—honesty, integrity, and trust.
James Rogers, CIMA®
President, National Sales Manager
Director of Marketing
For more information on sales coverage or selling agreements: